#broker-manager-appointment

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Business
from24/7 Wall St.
12 hours ago

Bonds are Taking a Hit. A Steadier Place to Diversify Further

Bond funds face challenges due to potential Fed rate hikes and escalating geopolitical tensions, impacting consumer inflation and investment strategies.
Fundraising
fromFast Company
2 days ago

Here are the 5 most impactful financial freebies every investor should claim

Tax code offers several legal provisions that allow wealth increase and income generation without IRS taxation.
Law
fromwww.amny.com
2 days ago

New York-based Esquire Bank expands legal portfolio into the Midwest with Signature Bank acquisition | amNewYork

Esquire Bank acquires Signature Bank for $348.4 million, expanding its portfolio and resources in the Midwest litigation market.
#sec
Information security
fromnews.bitcoin.com
1 day ago

SEC Warns Fake Officials Exploit Trust With Fraud Tactics Targeting Investors

Impersonation scams using SEC branding are increasing, exploiting investor trust through social media and text messages.
SF politics
fromAbove the Law
1 week ago

Top SEC Enforcer Walks Rather Than Play Politics - Above the Law

Margaret Ryan resigned from the SEC's Enforcement Division due to conflicts over pursuing fraud cases involving Trump-associated figures.
#cryptocurrency
Cryptocurrency
fromnews.bitcoin.com
2 days ago

Charles Schwab Announces Crypto Accounts Are 'Coming Soon'

Charles Schwab is launching cryptocurrency trading accounts for 46 million clients, allowing direct trading of Bitcoin and Ether.
fromBitcoin Magazine
4 days ago
Cryptocurrency

Citadel-Backed Exchange Applies For US Trust Bank Charter

EDX Markets applied for a national trust bank charter to integrate digital assets with the US banking system.
Cryptocurrency
fromnews.bitcoin.com
2 days ago

Charles Schwab Announces Crypto Accounts Are 'Coming Soon'

Charles Schwab is launching cryptocurrency trading accounts for 46 million clients, allowing direct trading of Bitcoin and Ether.
Retirement
from24/7 Wall St.
2 days ago

The 4 Top ETFs For Retirees To Buy And Hold

Retirement portfolios require reliable income, capital preservation, and low costs, addressed by specific ETFs with distinct mechanisms.
#citigroup
France news
fromwww.thelocal.com
3 days ago

Citigroup orders home-working as US banks in Paris and Frankfurt tighten security

Citigroup has instructed employees in Paris and Frankfurt to work from home due to heightened security concerns following a thwarted attack on a US bank.
France news
fromThe Local France
3 days ago

Citigroup orders home-working as US banks in Paris and Frankfurt tighten security

Citigroup has instructed employees in Paris and Frankfurt to work from home due to heightened security concerns following a thwarted attack on a US bank.
France news
fromwww.thelocal.com
3 days ago

Citigroup orders home-working as US banks in Paris and Frankfurt tighten security

Citigroup has instructed employees in Paris and Frankfurt to work from home due to heightened security concerns following a thwarted attack on a US bank.
France news
fromThe Local France
3 days ago

Citigroup orders home-working as US banks in Paris and Frankfurt tighten security

Citigroup has instructed employees in Paris and Frankfurt to work from home due to heightened security concerns following a thwarted attack on a US bank.
#insider-trading
US Elections
fromFortune
3 days ago

Prediction markets have sparked a golden age of insider trading-but the party may be coming to an end | Fortune

Insider trading in prediction markets has surged, raising concerns about unethical betting practices and lack of regulatory oversight.
Law
fromFortune
4 days ago

New top federal enforcer has his sights set on ending insider trading on prediction markets | Fortune

Curbing insider trading on prediction markets is a top priority for the Commodity Futures Trading Commission.
US politics
fromThe New Yorker
3 weeks ago

How to Prevent Insider Trading on Trump's Wars

Anonymous bets on Polymarket predicting a U.S. strike on Iran, placed hours before the attack, generated over $1.2 million in profits, raising concerns about insider trading and the need for prediction market regulation.
US Elections
fromFortune
3 days ago

Prediction markets have sparked a golden age of insider trading-but the party may be coming to an end | Fortune

Insider trading in prediction markets has surged, raising concerns about unethical betting practices and lack of regulatory oversight.
Law
fromFortune
4 days ago

New top federal enforcer has his sights set on ending insider trading on prediction markets | Fortune

Curbing insider trading on prediction markets is a top priority for the Commodity Futures Trading Commission.
US politics
fromThe New Yorker
3 weeks ago

How to Prevent Insider Trading on Trump's Wars

Anonymous bets on Polymarket predicting a U.S. strike on Iran, placed hours before the attack, generated over $1.2 million in profits, raising concerns about insider trading and the need for prediction market regulation.
fromBrownstoner
3 days ago

What Owners Need to Know About Their Apartment Insurance

Most water claims start in the most ordinary places: under sinks and around toilets. A slow drip from a supply line or a small leak by a toilet can lead to severe water damage across several units.
NYC real estate
World politics
fromAxios
3 days ago

Jamie Dimon's warning: More geopolitical risk for America than since WWII

Business leaders must engage more actively in societal issues, as political solutions alone are insufficient.
Remote teams
fromAbove the Law
4 days ago

Prestige Is Out, Flexibility Is In! But Did Biglaw Get The Memo? - Above the Law

Flexibility is now essential for lawyer retention, with many willing to leave firms that impose strict in-office requirements.
#401k
Intellectual property law
fromAxios
5 days ago

Private equity's next step into 401(k)s

The final rule emphasizes a rules-based framework for 401(k) investments without endorsing specific asset classes like private equity or crypto.
Law
from24/7 Wall St.
1 week ago

What Corporate Lawyers Know About 401(k)s That Most Investors Don't

Understanding your 401(k) fee disclosure is crucial for managing retirement assets effectively.
Intellectual property law
fromAxios
5 days ago

Private equity's next step into 401(k)s

The final rule emphasizes a rules-based framework for 401(k) investments without endorsing specific asset classes like private equity or crypto.
Law
from24/7 Wall St.
1 week ago

What Corporate Lawyers Know About 401(k)s That Most Investors Don't

Understanding your 401(k) fee disclosure is crucial for managing retirement assets effectively.
World news
fromReadWrite
5 days ago

Experts say geopolitical trades test limits of insider trading laws

Unusual trading patterns before Trump's Iran announcement raise questions about market integrity and the adequacy of current regulations.
Agriculture
fromIndependent
4 days ago

This Working Life with Laura Lynch: 'I went into Bank of Ireland thinking I would stay five years - it's been nearly 20'

The chief marketing officer at BoI emphasizes the importance of brand experience and personal background in shaping customer relationships.
#artificial-intelligence
fromwww.housingwire.com
6 days ago
Real estate

AI can accelerate real estate transactions But it can't replace the professional work that protects property rights

Artificial intelligence is enhancing efficiency in the title industry, but professional expertise remains essential for ensuring clear property ownership.
Real estate
fromwww.housingwire.com
6 days ago

AI can accelerate real estate transactions But it can't replace the professional work that protects property rights

Artificial intelligence is enhancing efficiency in the title industry, but professional expertise remains essential for ensuring clear property ownership.
UK politics
fromwww.theguardian.com
6 days ago

How many sweeteners does JP Morgan need to build an office in Canary Wharf? | Nils Pratley

JP Morgan's planned headquarters in Canary Wharf is contingent on receiving significant business rates discounts from the UK government.
Poker
fromESPN.com
6 days ago

NFL asks prediction markets to stop manipulable trading

The NFL requested prediction market operators to avoid trades on easily manipulated events to protect game integrity and prevent unfair allegations.
SF real estate
fromwww.housingwire.com
6 days ago

C2 Financial's Urwin on reverse mortgage broker-lender evolution

New lender agreements are enhancing broker protections, but the reverse mortgage market must attract new borrowers beyond refinances.
Careers
fromFortune
1 week ago

Wall Street CEO tells interns to 'act immediately like this is 100% your full-time career'-it's one of 20 top tips Rich Handler has for Gen Z | Fortune

Gen Z job seekers at Jefferies should adopt a full-time career mindset during internships to optimize their experience.
Startup companies
from24/7 Wall St.
6 days ago

Stock Market Crash Likely Won't Hurt 5 Safe High-Yielding Dividend Kings

Dividend Kings are essential for passive income investors due to their long history of reliable dividend increases.
Law
fromAbove the Law
2 days ago

Retiring Partners Should Relinquish Prized Offices - Above the Law

Retiring partners often give up prime offices to accommodate rising lawyers, despite potential disputes over office locations and sizes.
Business
fromwww.businessinsider.com
2 days ago

How Wall Street tries to keep junior hours in check, from weekly guidelines to 'pencils down' periods

JPMorgan CEO Jamie Dimon predicts a future of 3.5-day work weeks, yet junior bankers currently endure grueling hours exceeding 40 weekly.
Venture
from24/7 Wall St.
1 week ago

Inside One of Wall Street's Hottest Hedge Funds-and the 2 Trades Driving the Surge

Ratan Capital Management, led by Nehal Chopra, has outperformed most hedge funds, primarily due to significant holdings in Nvidia.
#retirement-planning
Retirement
from24/7 Wall St.
4 days ago

A $2 Million 401(k) in Retirement Can Still Cost You Six Figures Without These Moves

Timing of retirement significantly impacts portfolio outcomes due to sequence of returns risk.
Retirement
from24/7 Wall St.
3 days ago

How Top Executives Structure Their 401(k) to Pay Zero Taxes in Retirement

Managing diverse retirement assets is crucial to avoid tax collisions and achieve zero taxes in specific years.
Retirement
from24/7 Wall St.
4 days ago

A $2 Million 401(k) in Retirement Can Still Cost You Six Figures Without These Moves

Timing of retirement significantly impacts portfolio outcomes due to sequence of returns risk.
Retirement
from24/7 Wall St.
4 days ago

How a Business Owner With $1.2 Million in a 401(k) Legally Avoids RMDs

Business owners can eliminate required minimum distributions from 401(k) accounts through strategic Roth conversions before age 73.
Cryptocurrency
fromBitcoin Magazine
3 days ago

Wall Street Firms And Crypto Companies To Review Market Structure Proposals

Crypto and banking representatives are reviewing a revised stablecoin yield proposal to resolve regulatory issues surrounding yield-bearing products.
from24/7 Wall St.
3 days ago

Here Are Thursday's Top Wall Street Analyst Research Calls

The stock market put together another rally on Wednesday, with hopes for an end to the war in Iran and some solid economic data pushing stocks higher.
Business
fromwww.housingwire.com
5 days ago

Proposal would ease path for riskier 401(k) investments

U.S. Secretary of Labor Lori Chavez-DeRemer stated that the proposed rule aims to fulfill President Trump's promise for a new golden age by fostering a retirement system that allows more Americans to retire with dignity.
Retirement
#prediction-markets
Cryptocurrency
fromFortune
3 days ago

Prediction markets caught insider traders in real time. Congress wants to shut them down anyway | Fortune

Prediction markets expose insider trading issues, offering transparency through blockchain technology, and should not be banned by legislation.
Cryptocurrency
fromFortune
3 days ago

Prediction markets caught insider traders in real time. Congress wants to shut them down anyway | Fortune

Prediction markets expose insider trading issues, offering transparency through blockchain technology, and should not be banned by legislation.
Cryptocurrency
fromnews.bitcoin.com
4 days ago

Charles Schwab-Backed EDX Markets Applies for National Trust Bank Charter With OCC

EDX Markets seeks OCC approval to establish EDX Trust as a national trust bank for institutional digital asset services in Chicago.
Business
from24/7 Wall St.
5 days ago

Wall Street Pro Tells Investors to Buy Mastercard Stock

Loop Capital initiates coverage of Mastercard with a Buy rating and a $631 price target, indicating potential upside despite recent stock pullback.
fromTheregister
5 days ago

ServiceNow salesman sues employer in commission dispute

Costa's then-manager told him that ServiceNow would not pay this commission because the Sales Compensation Department had concluded that Costa had 'overachieved to a degree that was outside normal' in relation to his sales quota. In other words, ServiceNow believed Costa had made too much money, notwithstanding that his commission was only a small percentage of the revenue recognized and received by ServiceNow.
Law
Artificial intelligence
fromEntrepreneur
2 weeks ago

Why 97% of Traders Lose Money - But AI Is Changing That

Only 3% of day traders make money; AI tools now enable traders to operate systematically without emotional bias, potentially improving success rates.
fromLondon Business News | Londonlovesbusiness.com
3 weeks ago

Thornbridge Investment Management extends appointed representative service to UK investment firms - London Business News | Londonlovesbusiness.com

Appointed Representatives can outsource their compliance and regulatory obligations to the in‑house team at Thornbridge, allowing them to remain focused on their core operations and key business activities. Alongside the assurance that all regulatory expectations are being met, the advantages to clients include support and guidance from a highly experienced team, access to reliable, trusted partners, and faster and more financially efficient routes to market.
London startup
Marketing
fromSmartasset
3 weeks ago

Which Marketing Tactics Work Best for Financial Advisors?

Client referrals and networking are the most effective marketing strategies for financial advisors, with 88% using referrals and 62% relying on centers of influence.
fromwww.housingwire.com
6 days ago

ALTA renews TrustLink as Elite Provider for 2026

The ALTA Elite Provider Program recognizes service providers that demonstrate a strong commitment to supporting the title insurance industry and the professionals who serve consumers every day, ALTA CEO Chris Morton said in the announcement.
Law
from24/7 Wall St.
4 days ago

The 401(k) Move Executives Make Every December to Shield Their Bonus From Taxes

Most employer 401(k) plans allow mid-year changes to the deferral election percentage. Before the bonus pay period, raise the deferral rate high enough to funnel as much of the bonus as possible into the 401(k), up to the annual limit.
Retirement
Real estate
fromwww.housingwire.com
3 weeks ago

Longbridge launches RetentionIQ to protect broker pipelines

Longbridge Financial launched RetentionIQ to automatically prevent retail team contact with borrowers in broker pipelines, reducing channel conflict through standardized outreach protocols.
Cryptocurrency
fromnews.bitcoin.com
5 days ago

Strategy's Latest SEC Filing Shows No Bitcoin Purchases or Share Sales During Quiet Week

Strategy Inc. reported no bitcoin purchases or equity sales, maintaining transparency in its treasury movements and emphasizing its bitcoin reserves as a core asset.
Business
from24/7 Wall St.
6 days ago

3 Dividend Stocks You Can Buy Today and Forget About for the Next 20 Years

Investing in dividend stocks like Coca-Cola can build long-term wealth and provide passive income, even during economic uncertainty.
Business intelligence
from24/7 Wall St.
4 weeks ago

Bonds or Dividend Stocks? Do Both With These Investing Options

Dividend stocks and high-yield bonds offer reliable income opportunities in current market conditions, with Enbridge and Treasury bonds presenting strong value propositions.
Business
from24/7 Wall St.
1 week ago

PennantPark's Big Yield Is Burning Through a Finite Reserve

PennantPark Investment Corporation offers a high yield but faces challenges with income generation and dividend coverage due to interest rate sensitivity.
Real estate
fromwww.housingwire.com
3 weeks ago

Your clients are about to inherit real estate. Are you ready for that conversation?

Many American homebuyers face significant complications years after closing when inheriting properties due to inadequate estate planning and outdated documentation.
Business intelligence
from24/7 Wall St.
1 month ago

Is Your Advisor "Closet Indexing"? The 2-Minute Audit to See If You're Paying Active Fees for Passive Results

Many actively managed funds engage in closet indexing, charging active management fees while holding portfolios nearly identical to their benchmarks, resulting in underperformance due to higher costs.
Marketing
fromFinancial Planning
4 weeks ago

Referrals still rule as advisors pour time into their brands

Client referrals drive 62% of new business for financial advisors, while most spend 1-4 hours weekly on branding to support relationship-based growth.
Retirement
from24/7 Wall St.
5 days ago

Why Financial Advisors Tell High Earners Over $400K to Stop Maxing Their 401(k)

High earners may benefit from strategies that reduce taxable income in retirement rather than traditional tax-deferment methods.
Business
from24/7 Wall St.
1 week ago

Private Credit Could Crush the Stock Market: 5 Financial Dividend Giants With Zero Exposure

Private credit poses significant risks due to leverage and debt, with potential liquidity mismatches exacerbating financial instability.
Careers
fromwww.housingwire.com
1 month ago

Wall Street vs. Main Street: Defending the independent brokerage model

Leaders must acknowledge industry challenges while maintaining perseverance and optimism to drive growth and better serve clients and constituents.
#morgan-stanley
Business
from24/7 Wall St.
1 week ago

Record Earnings Could Not Stop MS Shares From Falling 6%

Morgan Stanley's revenue reached $70.6 billion in 2025, but investor sentiment plummeted due to redemption restrictions in its private income fund.
Business
from24/7 Wall St.
1 week ago

Record Earnings Could Not Stop MS Shares From Falling 6%

Morgan Stanley's revenue reached $70.6 billion in 2025, but investor sentiment plummeted due to redemption restrictions in its private income fund.
Bootstrapping
fromEntrepreneur
4 weeks ago

Follow the Wealth Management Advice of High Net Worth People

Founders excel at building wealth but often neglect legacy planning, requiring different skills including patience, governance, education and communication to sustain and transfer wealth effectively across generations.
Real estate
fromwww.housingwire.com
1 month ago

5 Referral Partners Every Loan Officer Needs to Build a Resilient Pipeline

Loan officers must cultivate diverse referral partnerships across multiple partner types to build stable, sustainable pipelines that withstand market cycles and unpredictable homebuying demand.
fromBusiness Insider
1 month ago

Money managers are hungrier than ever for obscure data to give them an edge

Hedge funds and other money managers spent $2.8 billion on alternative data in 2025, according to a new report from consultancy Neudata, a 17% jump from the year before. It's more than double what asset managers spent on alternative data in 2021, which includes a wide range of non-traditional information sources. The report projects that the total spend on alternative datasets could jump to more than $23 billion in the consultancy's bull case in 2030 and just under $8 billion in the bear case.
Data science
Business intelligence
fromLondon Business News | Londonlovesbusiness.com
1 month ago

Why UK business leaders turn to corporate intelligence to mitigate hidden risks - London Business News | Londonlovesbusiness.com

UK business leaders increasingly rely on corporate intelligence to navigate geopolitical risks, supply chain vulnerabilities, cybersecurity threats, and regulatory pressures that traditional governance tools cannot adequately address.
fromwww.housingwire.com
1 month ago

AD Mortgage launches its largest non-QM securitization yet

The deal represents a defining milestone for the firm. It reflects not only the continued strength of the non-QM RMBS market, but also the confidence investors place in our platform and in AD non-QM mortgages as a premier asset class.
Real estate
Business
fromBusiness Insider
1 month ago

Everything you want to know about the drama in private credit but were too afraid to ask

Private credit, a $3 trillion market where investors loan directly to businesses, faces scrutiny after major firms experienced significant redemptions and fund freezes, raising concerns about potential bubble risks.
fromBitcoin Magazine
1 month ago

Morgan Stanley: We Want To Have Bitcoin Trading And Custody

This is a natural progression. We can't just primarily rent the technology to do this. People expect Morgan Stanley - they trust our brand - to be no fail.
Cryptocurrency
fromFortune
1 month ago

Goldman Sachs vice chair on the hidden trap of senior management: 'pretty soon the bosses are no longer watching you' | Fortune

When you're junior, you've got senior people watching everything you do. As you get more senior and you get promoted, pretty soon the bosses are no longer watching you. The only people watching you are your subordinates. This lack of upward oversight creates a pileup of people who find themselves suddenly failing after a track record of astounding success.
Business
from24/7 Wall St.
2 months ago

Shopping for a Financial Advisor? Ask these 7 Questions

Choosing a financial advisor is one of the most important money-related decisions you can make, yet many people approach it casually or skip the vetting process altogether. With countless professionals offering financial advice, titles that sound impressive, and complex fee structures, it's easy to lose transparency in the process. In reality, the quality of guidance you receive can vary dramatically depending on who you hire and how they're compensated.
Careers
#family-office
Real estate
fromwww.housingwire.com
2 months ago

How brokerages operationalize culture for agent growth

Brokerage culture is an operational system that uses structured, repeatable processes to create consistency, accountability, and trust, enabling agents to scale and elevate service.
Business
fromBusiness Insider
1 month ago

Elite investment bank settles case that put Wall Street's 100-hour weeks on trial

Centerview Partners settled with former analyst Kathryn Shiber over allegations of disability discrimination and wrongful firing related to her sleep needs amid grueling work hours.
Real estate
fromwww.housingwire.com
2 months ago

Best practices for real estate buyer-broker agreements take shape

Brokerages implemented rapid, standardized training, tech-integrated disclosures, and layered audits nationwide to ensure compliance with buyer representation and compensation practice changes.
Real estate
fromwww.housingwire.com
2 months ago

How are buyer broker agreements reshaping trust in real estate?

Buyer broker agreements exposed trust gaps by requiring early exclusivity and unclear compensation, prompting buyer hesitation and frustration.
Retirement
fromFast Company
2 months ago

How to do an in-depth portfolio review with these 8 steps

Conduct a staged, comprehensive portfolio review: gather documents, evaluate savings and withdrawal rates, rebalance asset allocation, and maintain adequate cash reserves.
Real estate
fromwww.housingwire.com
2 months ago

Planet Financial names new correspondent regional sales manager

Scott Henley joins Planet Home Lending to manage correspondent relationships and guide lenders through Planet’s platform, leveraging over 30 years of mortgage industry leadership.
fromBusiness Insider
2 months ago

Quant execs from firms like Cubist and Susquehanna on what it takes to succeed in systematic trading

Competition for top quant talent has never been stiffer. With top hedge funds and high-frequency trading firms in expansion mode - and increasingly encroaching on the same turf - the mathematicians, physicists, data scientists, and engineers who power them are in high demand. The emergence of AI labs, which can outbid even the top-tier finance firms with war chests of tens of billions in capital, has only ratcheted up the competition.
Business
Business
fromTearsheet
1 month ago

Why some major banks are bringing embedded finance in-house - Tearsheet

Capital One is consolidating product, distribution, software, and balance-sheet capabilities through acquisitions to control the embedded finance stack.
Business
fromBusiness Insider
1 month ago

How this job went from the Wall Street equivalent of a used car dealer to the hottest gig for 2026

Secondary-market advisory and continuation-vehicle deals have become a major growth area as investment banks expand teams to capture rising private-equity liquidity demand.
Business
fromForbes
2 months ago

Is Overseas Banking A Good Idea? Here Are The Pros And Cons

Overseas banking provides digital, transparent means of diversifying assets and hedging against domestic economic instability for global entrepreneurs, nomads, and cautious investors.
Business
fromBusiness Insider
1 month ago

Wells Fargo is hoping a hiring spree for elite dealmakers will vault its once-forgotten investment bank to the top 5

Wells Fargo is aggressively hiring senior dealmakers to become a top-five M&A advisor, tripling deal volume and advising on major corporate transactions.
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