#securities-registration

[ follow ]
#sec
SF politics
fromAbove the Law
1 week ago

Top SEC Enforcer Walks Rather Than Play Politics - Above the Law

Margaret Ryan resigned from the SEC's Enforcement Division due to conflicts over pursuing fraud cases involving Trump-associated figures.
#prediction-markets
fromFortune
9 hours ago
Poker

Feds sue 3 states for trying to bring Kalshi and Polymarket under more control | Fortune

Cryptocurrency
fromFortune
2 days ago

Prediction markets caught insider traders in real time. Congress wants to shut them down anyway | Fortune

Prediction markets expose insider trading issues, offering transparency through blockchain technology, and should not be banned by legislation.
US politics
fromPOLITICO
3 days ago

How prediction markets landed in Congress' crosshairs

Debate centers on regulation and taxation of prediction markets like Kalshi and Polymarket, with bipartisan interest in addressing insider trading.
US politics
fromwww.npr.org
3 weeks ago

With boom in prediction markets, some lawmakers worry about how to police themselves

Prediction market bets on geopolitical events lack regulatory oversight, enabling potential insider trading by government officials without financial disclosure requirements.
Law
fromFast Company
2 weeks ago

Traders flocked to prediction markets-now a criminal case is testing the model

Arizona filed criminal charges against Kalshi, a prediction market platform, for operating an illegal gambling business and allowing bets on political races, despite the platform being federally legal as a financial trading platform.
fromFortune
9 hours ago
Poker

Feds sue 3 states for trying to bring Kalshi and Polymarket under more control | Fortune

Cryptocurrency
fromFortune
2 days ago

Prediction markets caught insider traders in real time. Congress wants to shut them down anyway | Fortune

Prediction markets expose insider trading issues, offering transparency through blockchain technology, and should not be banned by legislation.
US politics
fromPOLITICO
3 days ago

How prediction markets landed in Congress' crosshairs

Debate centers on regulation and taxation of prediction markets like Kalshi and Polymarket, with bipartisan interest in addressing insider trading.
US politics
fromwww.npr.org
3 weeks ago

With boom in prediction markets, some lawmakers worry about how to police themselves

Prediction market bets on geopolitical events lack regulatory oversight, enabling potential insider trading by government officials without financial disclosure requirements.
Law
fromFast Company
2 weeks ago

Traders flocked to prediction markets-now a criminal case is testing the model

Arizona filed criminal charges against Kalshi, a prediction market platform, for operating an illegal gambling business and allowing bets on political races, despite the platform being federally legal as a financial trading platform.
#crypto-regulation
fromnews.bitcoin.com
16 hours ago
EU data protection

MiCA Decoded: July 1 Is Not the Deadline. For Most Service Providers, It Already Passed

Service providers must secure authorization by July 1, 2026, or cease operations, with many missing jurisdiction-specific application deadlines.
fromnews.bitcoin.com
6 days ago
Cryptocurrency

This Week in Crypto Law (Mar. 22, 2026)

Legal and regulatory uncertainty is shaping markets, business decisions, and global policy in the crypto sector.
EU data protection
fromnews.bitcoin.com
16 hours ago

MiCA Decoded: July 1 Is Not the Deadline. For Most Service Providers, It Already Passed

Service providers must secure authorization by July 1, 2026, or cease operations, with many missing jurisdiction-specific application deadlines.
Law
fromwww.amny.com
1 day ago

New York-based Esquire Bank expands legal portfolio into the Midwest with Signature Bank acquisition | amNewYork

Esquire Bank acquires Signature Bank for $348.4 million, expanding its portfolio and resources in the Midwest litigation market.
#insider-trading
US Elections
fromFortune
2 days ago

Prediction markets have sparked a golden age of insider trading-but the party may be coming to an end | Fortune

Insider trading in prediction markets has surged, raising concerns about unethical betting practices and lack of regulatory oversight.
Law
fromFortune
3 days ago

New top federal enforcer has his sights set on ending insider trading on prediction markets | Fortune

Curbing insider trading on prediction markets is a top priority for the Commodity Futures Trading Commission.
Growth hacking
fromEntrepreneur
1 month ago

He Ruined His Career for $46,000 - Then Became an FBI Informant for the Biggest Insider Trading Sting in History

Ambiguous performance pressure and unclear ethical boundaries enable ordinary ambitious professionals to cross into illegal activity like insider trading, with severe lifelong consequences.
US politics
fromThe New Yorker
3 weeks ago

How to Prevent Insider Trading on Trump's Wars

Anonymous bets on Polymarket predicting a U.S. strike on Iran, placed hours before the attack, generated over $1.2 million in profits, raising concerns about insider trading and the need for prediction market regulation.
US Elections
fromFortune
2 days ago

Prediction markets have sparked a golden age of insider trading-but the party may be coming to an end | Fortune

Insider trading in prediction markets has surged, raising concerns about unethical betting practices and lack of regulatory oversight.
Law
fromFortune
3 days ago

New top federal enforcer has his sights set on ending insider trading on prediction markets | Fortune

Curbing insider trading on prediction markets is a top priority for the Commodity Futures Trading Commission.
Growth hacking
fromEntrepreneur
1 month ago

He Ruined His Career for $46,000 - Then Became an FBI Informant for the Biggest Insider Trading Sting in History

Ambiguous performance pressure and unclear ethical boundaries enable ordinary ambitious professionals to cross into illegal activity like insider trading, with severe lifelong consequences.
US politics
fromThe New Yorker
3 weeks ago

How to Prevent Insider Trading on Trump's Wars

Anonymous bets on Polymarket predicting a U.S. strike on Iran, placed hours before the attack, generated over $1.2 million in profits, raising concerns about insider trading and the need for prediction market regulation.
#citigroup
France news
fromwww.thelocal.com
2 days ago

Citigroup orders home-working as US banks in Paris and Frankfurt tighten security

Citigroup has instructed employees in Paris and Frankfurt to work from home due to heightened security concerns following a thwarted attack on a US bank.
France news
fromThe Local France
2 days ago

Citigroup orders home-working as US banks in Paris and Frankfurt tighten security

Citigroup has instructed employees in Paris and Frankfurt to work from home due to heightened security concerns following a thwarted attack on a US bank.
France news
fromwww.thelocal.com
2 days ago

Citigroup orders home-working as US banks in Paris and Frankfurt tighten security

Citigroup has instructed employees in Paris and Frankfurt to work from home due to heightened security concerns following a thwarted attack on a US bank.
France news
fromThe Local France
2 days ago

Citigroup orders home-working as US banks in Paris and Frankfurt tighten security

Citigroup has instructed employees in Paris and Frankfurt to work from home due to heightened security concerns following a thwarted attack on a US bank.
#retirement-planning
Retirement
from24/7 Wall St.
2 days ago

How Top Executives Structure Their 401(k) to Pay Zero Taxes in Retirement

Managing diverse retirement assets is crucial to avoid tax collisions and achieve zero taxes in specific years.
Retirement
from24/7 Wall St.
3 days ago

How a Business Owner With $1.2 Million in a 401(k) Legally Avoids RMDs

Business owners can eliminate required minimum distributions from 401(k) accounts through strategic Roth conversions before age 73.
Venture
fromSecurityWeek
2 days ago

Variance Raises $21.5M for Compliance Investigation Platform Powered by AI Agents

Variance raised $21.5 million for an AI platform focused on compliance and risk investigations, enhancing fraud detection and management for financial institutions.
World news
fromReadWrite
4 days ago

Experts say geopolitical trades test limits of insider trading laws

Unusual trading patterns before Trump's Iran announcement raise questions about market integrity and the adequacy of current regulations.
European startups
fromresund Startups
4 days ago

AI startup automating product compliance joins Y Combinator as regulation hits European retailers

European retailers face regulatory challenges; Complir's AI platform automates compliance processes, enhancing efficiency and growth.
#cybersecurity
fromSecurityWeek
2 days ago
Information security

Cybersecurity M&A Roundup: 38 Deals Announced in March 2026

Thirty-eight cybersecurity-related M&A deals were announced in March 2026, including significant acquisitions by Airbus, AppViewX, Cellebrite, and Databricks.
fromThe Hacker News
4 days ago
Information security

The AI Arms Race - Why Unified Exposure Management Is Becoming a Boardroom Priority

The cybersecurity landscape is rapidly evolving, with AI enabling faster and more sophisticated attacks, necessitating advanced defensive strategies.
Information security
fromSecurityWeek
2 days ago

Cybersecurity M&A Roundup: 38 Deals Announced in March 2026

Thirty-eight cybersecurity-related M&A deals were announced in March 2026, including significant acquisitions by Airbus, AppViewX, Cellebrite, and Databricks.
Information security
fromThe Hacker News
4 days ago

The AI Arms Race - Why Unified Exposure Management Is Becoming a Boardroom Priority

The cybersecurity landscape is rapidly evolving, with AI enabling faster and more sophisticated attacks, necessitating advanced defensive strategies.
#cftc
Intellectual property law
fromnews.bitcoin.com
2 days ago

Prediction Market Showdown: CFTC and DOJ Challenge Illinois State Gambling Authority in Federal Court

The CFTC filed a lawsuit against Illinois officials, asserting exclusive federal jurisdiction over prediction markets, challenging state gambling laws.
Law
fromEngadget
2 days ago

CFTC sues three states for trying to regulate prediction markets

CFTC is suing states for attempting to regulate prediction markets, asserting its exclusive jurisdiction over these financial instruments.
Intellectual property law
fromnews.bitcoin.com
2 days ago

Prediction Market Showdown: CFTC and DOJ Challenge Illinois State Gambling Authority in Federal Court

The CFTC filed a lawsuit against Illinois officials, asserting exclusive federal jurisdiction over prediction markets, challenging state gambling laws.
Law
fromEngadget
2 days ago

CFTC sues three states for trying to regulate prediction markets

CFTC is suing states for attempting to regulate prediction markets, asserting its exclusive jurisdiction over these financial instruments.
Cryptocurrency
fromBitcoin Magazine
2 days ago

Wall Street Firms And Crypto Companies To Review Market Structure Proposals

Crypto and banking representatives are reviewing a revised stablecoin yield proposal to resolve regulatory issues surrounding yield-bearing products.
US Elections
from24/7 Wall St.
3 days ago

Congress May Finally Ban Its Own Stock Trading and NANC Would Feel It First

The investment case for NANC relies on Congress members' ability to trade stocks, now facing significant legislative challenges.
Poker
fromESPN.com
6 days ago

NFL asks prediction markets to stop manipulable trading

The NFL requested prediction market operators to avoid trades on easily manipulated events to protect game integrity and prevent unfair allegations.
#polymarket
Cryptocurrency
fromReadWrite
1 week ago

Polymarket updates rules targeting insider trading risks

Polymarket has implemented stricter trading rules to enhance compliance and prevent insider trading in prediction markets.
Cryptocurrency
fromEngadget
1 week ago

Polymarket is cracking down on insider trading with updated rules

Polymarket is enhancing its rules against insider trading and market manipulation in response to suspicious betting activities.
Cryptocurrency
fromReadWrite
1 week ago

Polymarket updates rules targeting insider trading risks

Polymarket has implemented stricter trading rules to enhance compliance and prevent insider trading in prediction markets.
Cryptocurrency
fromEngadget
1 week ago

Polymarket is cracking down on insider trading with updated rules

Polymarket is enhancing its rules against insider trading and market manipulation in response to suspicious betting activities.
EU data protection
fromnews.bitcoin.com
1 week ago

MiCA Decoded: 174 Registered CASPs, but Only 14 Can Operate a Centralized Crypto Exchange (CEX)?

Only 14 crypto exchanges are authorized in the EU despite 174 MiCA licenses, revealing unexpected business model distributions across jurisdictions.
Intellectual property law
fromReadWrite
2 days ago

CFTC lawsuit targets states over prediction markets ban

Federal regulators are suing Arizona, Illinois, and Connecticut to assert authority over event contracts against state regulations labeling them as unlicensed gambling.
Cryptocurrency
fromnews.bitcoin.com
2 days ago

Australia Mandates Financial Services Licenses for All Local Cryptocurrency Exchanges

Australia mandates cryptocurrency exchanges and custodians to obtain financial services licenses to enhance transparency and investor safety.
Healthcare
fromEntrepreneur
2 weeks ago

Why Liability Insurance No Longer Works the Way You Think - and What CEOs Must Do About It

Liability insurance has shifted to a shareholder-driven system, requiring leaders to manage claims proactively to avoid costly surprises.
fromwww.housingwire.com
4 days ago

Proposal would ease path for riskier 401(k) investments

U.S. Secretary of Labor Lori Chavez-DeRemer stated that the proposed rule aims to fulfill President Trump's promise for a new golden age by fostering a retirement system that allows more Americans to retire with dignity.
Retirement
#kalshi
SF politics
fromReadWrite
1 week ago

Kalshi tightens rules banning insider trading on certain markets

Kalshi is implementing stricter measures to prevent insider trading by blocking politicians and athletes from trading in relevant markets.
Law
fromReadWrite
5 days ago

Kalshi shifts Washington lawsuit into federal jurisdiction fight

Washington's lawsuit against Kalshi alleges illegal online gambling, claiming the platform misrepresents itself as a prediction market.
SF politics
fromReadWrite
1 week ago

Kalshi tightens rules banning insider trading on certain markets

Kalshi is implementing stricter measures to prevent insider trading by blocking politicians and athletes from trading in relevant markets.
Law
fromReadWrite
5 days ago

Kalshi shifts Washington lawsuit into federal jurisdiction fight

Washington's lawsuit against Kalshi alleges illegal online gambling, claiming the platform misrepresents itself as a prediction market.
Cryptocurrency
fromnews.bitcoin.com
5 days ago

Strategy's Latest SEC Filing Shows No Bitcoin Purchases or Share Sales During Quiet Week

Strategy Inc. reported no bitcoin purchases or equity sales, maintaining transparency in its treasury movements and emphasizing its bitcoin reserves as a core asset.
#401k
Intellectual property law
fromAxios
4 days ago

Private equity's next step into 401(k)s

The final rule emphasizes a rules-based framework for 401(k) investments without endorsing specific asset classes like private equity or crypto.
Cryptocurrency
from24/7 Wall St.
4 days ago

XRP Price: A New Rule Could Open Trillions in 401(k) Funds to Crypto - What That Means for XRP

The U.S. Department of Labor proposed a rule allowing crypto in 401(k) plans, but implementation may take years.
Intellectual property law
fromAxios
4 days ago

Private equity's next step into 401(k)s

The final rule emphasizes a rules-based framework for 401(k) investments without endorsing specific asset classes like private equity or crypto.
Cryptocurrency
from24/7 Wall St.
4 days ago

XRP Price: A New Rule Could Open Trillions in 401(k) Funds to Crypto - What That Means for XRP

The U.S. Department of Labor proposed a rule allowing crypto in 401(k) plans, but implementation may take years.
Business
fromFortune
2 weeks ago

The SEC may be about to blow up the quarterly earnings cycle. Here's why CFOs are nervous. | Fortune

CFOs may need to adapt to potential SEC proposal allowing semiannual financial reporting instead of quarterly, impacting investor relations and governance.
London startup
fromFortune
2 weeks ago

UL Solutions rolls out a new standard to fill a gap in AI regulation: 'Innovation without safety is failure' | Fortune

UL Solutions launches its first AI product certification standard (UL 3115) to ensure AI-embedded products are safe, robust, and human-controlled, addressing the lack of government oversight in rapidly evolving AI technology.
Cannabis
from24/7 Wall St.
3 weeks ago

The One IRS Rule Keeping Cannabis Stocks Down Despite Record Cash Flow

Retail investors are betting on cannabis ETF MSOS through options ahead of potential federal rescheduling, with Section 280E tax relief being the critical catalyst for multi-state cannabis operators.
Real estate
fromwww.housingwire.com
3 weeks ago

Longbridge launches RetentionIQ to protect broker pipelines

Longbridge Financial launched RetentionIQ to automatically prevent retail team contact with borrowers in broker pipelines, reducing channel conflict through standardized outreach protocols.
Privacy professionals
fromwww.housingwire.com
2 weeks ago

Reducing risk: Why logging, protection, and review matter

Application logs are critical cybersecurity safeguards that provide visibility into system behavior, enabling early detection of security threats and operational issues in real estate and mortgage lending organizations.
Cryptocurrency
fromnews.bitcoin.com
3 days ago

Interactive Brokers Launches Crypto Trading for Individual Investors in Europe

Interactive Brokers enables EEA investors to trade 11 major cryptocurrencies alongside traditional assets on a single platform.
EU data protection
fromTNW | Ecosystems
2 weeks ago

DORA compliance: most European financial firms still aren't ready

Europe's financial institutions struggle to comply with the Digital Operational Resilience Act, with many lacking confidence in meeting the 2025 deadline.
Business intelligence
fromFortune
3 weeks ago

Something big is changing in auditing | Fortune

AI will fundamentally redefine auditing over the next three to five years, with internal audit teams increasingly governing AI models while automation saves up to 40% of audit time.
fromwww.housingwire.com
1 week ago

FinCEN's anti-money laundering rule struck down now what?

FinCEN clearly has the authority to regulate persons involved in real estate transactions, requiring them to establish a BSA compliance program and file suspicious activity reports.
Law
Business
fromHarvard Business Review
2 weeks ago

Boards Often Misunderstand What Stock Buybacks Really Cost

Share buybacks are often misunderstood as capital returns when they primarily offset dilution from stock-based compensation rather than representing true shareholder payouts.
World politics
fromThe Atlantic
4 weeks ago

Polymarket Is Going to Get Someone Killed

Polymarket bettors profited significantly from predicting geopolitical events, raising questions about whether they possessed advance knowledge of military operations.
fromwww.housingwire.com
3 weeks ago

Radian shuts down mortgage conduit after divestiture process

Radian ceased accepting new business for Radian Mortgage Capital early last week and is in the process of thoughtfully winding down the business over the coming months. This decision followed a thorough process to explore divestiture options, and ultimately, we determined that discontinuing operations was in the best interests of our organization, our employees and our customers.
Real estate
fromReadWrite
3 weeks ago

SEC and CFTC cooperation targets crypto and prediction markets

America's financial markets are the envy of the world because they scale and adapt to meet investor demands. Like our markets, the CFTC's and SEC's regulatory frameworks must also evolve and modernize to accommodate the needs of our market participants.
US politics
Retirement
fromTechCrunch
2 weeks ago

SEC eyes shift to twice-yearly earnings reports | TechCrunch

The SEC is developing a proposal to allow public companies to report earnings semiannually instead of quarterly, potentially reducing compliance costs and encouraging more companies to go public.
Cryptocurrency
fromnews.bitcoin.com
1 week ago

SEC Chief Reinforces Crypto Framework With Clearer Token Classification Boundaries

Regulatory clarity for digital assets is evolving, with a focus on defining tokens under federal securities laws and compliance for entrepreneurs.
Bootstrapping
fromEntrepreneur
1 month ago

How to Manage Investor Expectations After Fundraising

Consistent, transparent post-investment communication sustains investor trust and engagement more effectively than the initial fundraising process itself.
fromFortune
1 month ago

Can Anthropic's CFO sell Wall Street on an AI firm Washington calls a 'risk'? | Fortune

Anthropic sought explicit contractual restrictions to prevent its AI from being used for mass domestic surveillance or fully autonomous weapons. The Pentagon, in contrast, insisted it must be able to deploy contractor technology for any lawful purpose. Negotiations broke down, the Department of Defense moved to terminate the contract, and it designated Anthropic a supply chain risk, effectively restricting many government agencies and defense contractors from working with the company.
Venture
Business intelligence
fromLondon Business News | Londonlovesbusiness.com
1 month ago

Why UK business leaders turn to corporate intelligence to mitigate hidden risks - London Business News | Londonlovesbusiness.com

UK business leaders increasingly rely on corporate intelligence to navigate geopolitical risks, supply chain vulnerabilities, cybersecurity threats, and regulatory pressures that traditional governance tools cannot adequately address.
fromwww.housingwire.com
1 month ago

AD Mortgage launches its largest non-QM securitization yet

The deal represents a defining milestone for the firm. It reflects not only the continued strength of the non-QM RMBS market, but also the confidence investors place in our platform and in AD non-QM mortgages as a premier asset class.
Real estate
Cryptocurrency
fromBitcoin Magazine
2 weeks ago

SEC Approves Nasdaq Rule To Trade Tokenized Securities, Paving Way For Blockchain Integration

The SEC approved Nasdaq's rule change enabling tokenized trading of eligible securities like Russell 1000 stocks and major ETFs while maintaining full investor protections and market stability.
Information security
from24/7 Wall St.
1 month ago

Why Cybersecurity ETF CIBR Belongs in Every Retirement Portfolio Right Now

CIBR tracks cybersecurity companies but has underperformed the broader market over the past five years due to valuation compression in high-growth tech names.
Cryptocurrency
fromBitcoin Magazine
2 weeks ago

SEC, CFTC Jointly Say Most Crypto Are Not Securities

The SEC and CFTC jointly issued guidance classifying most digital assets as non-securities, establishing a formal token taxonomy and ending over a decade of regulatory uncertainty.
Privacy technologies
fromTechCrunch
1 month ago

Complyance raises $20M to help companies manage risk and compliance | TechCrunch

Complyance uses AI agents to run continuous governance, risk, and data compliance checks for enterprises, automating manual audits and assessing vendor risk.
fromSecurityWeek
1 month ago

Four Risks Boards Cannot Treat as Background Noise

Rather than stolen data making headlines, it was business stoppage that triggered attention. Moving into 2026, the board's focus should be on ensuring business continuity and building resilience in the face of emerging risks generated by AI usage and attack vectors, quantum computing and geopolitics.
Information security
Startup companies
fromReadWrite
1 month ago

Sporttrade applies with CFTC to become a registered exchange

Sporttrade applied for CFTC DCM and DCO registration to become the first state-licensed betting operator seeking federal exchange and clearing registration.
Fundraising
fromEntrepreneur
2 months ago

Why the Wrong Investor Is More Dangerous Than Running Out of Cash

Taking capital without alignment on values, trust, timing, and working style creates long-term friction that outweighs short-term relief.
fromLondon Business News | Londonlovesbusiness.com
2 months ago

How private equity accounting software simplifies UK fund and SPV accounting - London Business News | Londonlovesbusiness.com

Private equity firms operating in the UK face a uniquely complex accounting landscape. Between fund structures, special purpose vehicles (SPVs), regulatory requirements and investor reporting, financial management can quickly become overwhelming. For many firms, legacy systems and spreadsheets are no longer sufficient to support the level of accuracy, transparency and efficiency required. As a result, an increasing number of UK firms are turning to dedicated private equity accounting software to simplify fund and SPV accounting while improving control and compliance.
Software development
Artificial intelligence
fromFast Company
1 month ago

Do you really know what 'agent' means? If not, you're putting your company at risk

The term 'AI agent' has been stretched to include many different systems, creating confusion that distorts public debate and hinders enterprise adoption and strategy.
Business
fromBusiness Insider
1 month ago

Union calls for SEC inquiry into Apollo's 'misleading' Epstein ties

The American Federation of Teachers asked the SEC to probe Apollo Global Management over potentially misleading disclosures about firm partners' connections to Jeffrey Epstein.
Real estate
fromwww.housingwire.com
1 month ago

How to Comply with FinCEN Without Break Your Operations (or Budget)

FinCEN's Residential Real Estate Rule, effective March 1, 2026, requires title and escrow teams to file file-by-file AML reports and embed compliance into core workflows.
fromFortune
2 months ago

As risk skyrockets, current and former CFOs are in demand for audit committees | Fortune

As audit committees confront a rapidly expanding risk landscape, their role in corporate governance is being reshaped. Boards have often turned to current and former CFOs as independent directors, particularly for audit committees, because of their ability to translate complex operational and financial realities into effective oversight.For example, this month, J. Michael Hansen, former EVP and CFO of Cintas Corporation, was appointed to the audit committee at Paychex.
Business
fromReadWrite
1 month ago

Kalshi insider trading enforcement sparks criticism

The Commission has full authority to police illegal trading practices occurring on any DCM, including those described above related to prediction markets. Kalshi used its own announcement to underscore that we ban insider trading and said it had launched about 200 investigations over the past year. More than a dozen of those inquiries led to formal enforcement actions.
Cryptocurrency
US politics
fromAxios
1 month ago

Integrity faces a critical moment of peril

Incentives across markets, media, sports, and politics increasingly reward ethical boundary-pushing and gaming systems, eroding trust and encouraging manufactured realities.
Real estate
fromwww.housingwire.com
2 months ago

Distressed assets, AI fraud complicating title insurance risk

Layered validation and synchronized countermeasures are essential to combat increasingly sophisticated, AI-driven title insurance fraud amid uneven property market risks and rising bad actors.
Business
fromThe Drum
2 months ago

The dos and don'ts of the M&A rulebook for agencies

M&A activity favors agencies that grew during COVID-19, with buyers seeking scalable, digitally capable firms and increased interest in APAC independents.
fromwww.housingwire.com
1 month ago

Two Harbors sued over UWM merger, SEC disclosure concerns

The complaint alleges the company failed to disclose in its registration statement the identity of an unnamed financial adviser engaged in December 2024 and early 2025, along with any related fees. It also claims Two Harbors did not specify the services tied to $2.5 million in fees paid to Houlihan Lokey, which allegedly omitted projections and implied valuation assumptions in its fairness analysis of the deal.
Real estate
fromReadWrite
2 months ago

SEC charges Lottery.com executives over alleged fraud

According to the complaint, Komissarov is alleged to have "planned and executed a revenue scam" with DiMatteo, Clemenson, and Dickinson, which allegedly violated Section 17(a) of the Securities Act of 1933 and Sections 10(b) and 14(a) of the Exchange Act of 1934, along with related SEC rules. Customer data was central to the scam charges and involved what the regulator calls "useless customer data" that was then cycled through a number of multi-million-dollar transactions.
Law
Business
fromTheregister
2 months ago

Investors sue over Oracle's borrowing spree

Oracle bondholders allege that undisclosed plans for an additional $38 billion borrowing undermined the creditworthiness and value of the initial $18 billion bonds.
Information security
fromSecuritymagazine
2 months ago

How Banks Can Protect Their Most Valuable Asset: Customers

Banks must secure money, property, data, and reputation because incidents—crime, insider misuse, fraud, or IT failures—threaten safety, customer trust, regulatory standing, and brand.
[ Load more ]